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08.02.2007
NASD and NYSE
Regulation Committee Combine to Form the Financial Industry Regulatory
Authority (FINRA)
CP Capital Securities
announced today its membership with the NASD was transferred automatically to
the recently instituted Financial Industry Regulatory Authority (FINRA).
With approximately 3,000
employees, FINRA becomes the largest non-governmental regulatory organization
for securities brokers and dealers doing business in the United States. The
organization was created from the consolidation of the NASD and the member
regulation, enforcement and arbitration operations of the New York Stock
Exchange, effective July 30, 2007.
FINRA operates from
Washington, DC, New York as well as from 15 District Offices around the United
States. |
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| latest news
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04.27.2010 |
CP Capital rolls out new suite of cash management and card services. Get started today.
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@ 2007 CP Capital Group, LLC. All rights reserved - Privacy Notice
Securities products and services
in the United States are offered through CP Capital Securities, Inc. Member FINRA & SIPC. |
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