CP Capital Securities provides personalized, superior, financial services to every client. Our offerings span a vast array of financial instruments with numerous asset management options designed to simplify your complex financial lives into a comprehensive, consolidated brokerage account.

• Investment Products
• Investment Services

Investment Products

Stocks
Buy and sell on the NYSE, AMEX, NASDAQ.

Emerging Markets
Countries with less developed but quickly growing economies are considered emerging markets. These markets can often be volatile, but offer potentially high returns. Through CP Capital Securities' trade away capabilities, clients gain access to numerous funds targeting these emerging markets; both fixed income and equities are available.

Fixed Income Securities
Our bond-trading desk provides bond inventories from all over the country. Our trade away capabilities grant you access to bond offerings by UBS, RBC Dain Rauscher, and Morgan Keegan, to name a few. Corporate, Municipal, Treasuries, Certificates of Deposit, Agencies, Mortgage Backed, Convertibles, Zero-Coupon, & Preferred Issues - we handle them all.

Core Money Funds
Invest your cash in your choice of money market accounts. Accounts include daily funds, corporate reserves, and state tax free funds (in specific states only; residency restrictions apply).

Investment Services

Asset Management (Fee-Based)
In-house financial advisors are available for your investment needs. Additionally, through Envestnet Asset Management clients may open discretionary separate fee-based accounts for assets to be managed by third party professional money managers. The asset managers available include over 75 of the most respectable and recognized firms in 200 investment disciplines. Asset allocation is integral to these accounts and is based on your risk tolerance profile. Envestnet Asset Management has approximately $11 billion in assets under management and administration. A minimum investment of $500,000 is required.

Retirement Planning
Achieving your life goals takes sound financial planning. CP Capital offers a full range of retirement plan options for individuals and businesses including:

• Individual Retirement Accounts (IRAs)
• Roth IRAs
• Simple IRAs
• Simplified Employee Pension Plans (SEP)
• 401(k) and 403(b)
• Tax-sheltered Custodial Accounts (TSCA)
• Profit Sharing Plans (PSP)

Lending Services
Leverage the assets you own to obtain a margin line of credit. Enjoy competitive interest rates on your margin balances and the flexibility to repay in your own time. Stay in the market by eliminating the need to liquidate securities for short-term purposes. Once you are approved, you can borrow whenever you want without the hassle of additional applications or approvals.

Preferred Account Services
Simplify your finances, combine a brokerage account with a range of cash management features into a single account. Choose from Brokerage Portfolio^® or Brokerage Access^SM accounts. Convenient benefits include: direct deposit, check writing abilities, Visa debit card, expense-tracking capabilities and access to online bill payment.

Online Account Access
Access your CP Capital Securities account online with myStreetscape^®: one-stop access to investment services from your personal computer, wireless device, or telephone. With myStreetscape you can check brokerage accounts, balances, quotes, and third-party market data-on-demand, anytime, anywhere.