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Broker-Dealer
CP Capital Securities, a
Full-Service Broker-Dealer, provides a personalized approach to building
wealth. Unlike most brokerages, which can sell only their own products, CP
Capital Securities sells thousands of integrated, highly diverse funds and
services, including stocks, bonds, and mutual funds as
well as a multitude of other products.
What does this mean for you?
Freedom of choice. The flexibility to customize your portfolio from a vast
selection of options. The peace of mind that comes from knowing you are making
choices that are right for you, not right for the broker.
With so much freedom and
flexibility, our financial advisors objectively match the appropriate products
at the best prices to your specific goals, and you are assured the experience
of unparalleled personalized service.
Registered Investment
Advisor
In addition to being a
Full-Service Broker-Dealer, CP Capital Securities is also a Registered
Investment Advisor (RIA). Through our RIA we provide a vast array of advisory
and investment services and products, including asset diversification,
retirement and estate planning and investment services that are fee-based
rather than commission-based. For our clients, this means every single
investment strategy is driven solely by what is truly best for the client, with
no decision unduly influenced by commission incentives.
Clearing Firm
CP Capital Securities'
clearing firm is National Financial (NF). A fully owned subsidiary of Fidelity
Investments—one of the world's largest fund providers—NF has
custodied assets of more than $2 trillion and managed assets of more than $1
trillion. NF processes in excess of 115,000 trades per day, for companies such
as Bank of America, Wachovia and SunTrust.
Through our clearing firm, we
have direct access to Institutional FundsNetworkSM, one of the
industry's largest fund platforms. That relationship alone allows us to offer
and manage more than 11,000 share classes from more than 400 fund complexes. By
leveraging cutting-edge brokerage technology, CP Capital Securities effectively
increases productivity and obtains information that helps control risk. Through
the Securities Investor Protection Corporation and CAPCO, a New York insurance
company, our clients benefit from protection on the net equity of customer
accounts.
CP Capital Securities has
strategically established relationships with these and other financial
institutions in an effort to provide the most competitive pricing related to
fixed income and emerging market investment opportunities as well as other
investment management solutions. |
